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- Capitalcore LLC
- UnitedPips
- IG Markets Limited
- Interactive Brokers Group, Inc.
- StoneX Group Inc.
- XTB S.A.
- StoneX Financial Inc.
- eToro Group Ltd.
- FXCM Group, LLC
- Capital Com SV Investments Limited
- OANDA Corporation
- Plus500 Ltd
- Ava Trade EU Ltd
- Exness Group
- IC Markets Global
- Pepperstone Group Limited
- First Prudential Markets Pty Ltd
- Tickmill Group
- FXGlory LTD
- dsa
Updates
- FCA Issues Warning Against Unauthorized Broker 27Lytes
- FCA Issues Warning Against Unauthorized Firm MyCarSecurity.com
- SEC Proposes to Rescind Pay-to-Play Rule for Investment Advisers
- SEC Proposes Rescission of Rule 14a-8 and Overhaul of Proxy Solicitation Framework
- SEC Censures OTC Link LLC and Imposes $575,000 Penalty Over Regulation SCI Failures
- SEC Issues Innovation Exemption to Enable Trading of Tokenized NMS Stocks
- CySEC Investors Compensation Fund Issues Call for Execution and Custody Services
- CySEC Announces Dissolution and Liquidation of PARK OF ACTIVE MOLECULES AIFLNP
- FCA Issues Warning Against Unauthorised Entity @FXMasterySchool
- FCA Issues Warning Against Unauthorized Firm Athena Acquisition Corporation
- CySEC Issues Warning Against Unregulated Investment Entities
- CySEC Issues Warning Regarding Unregulated Entities
- CySEC Issues Warning Regarding Multiple Unregulated Trading Entities
- FCA Issues Warning Against Unauthorised Entity FINANCE FARM (financefarm.ltd)
- CySEC Issues Tender for External Experts to Assess Licensing Applications and Monitor Regulated Entities
- CySEC Announces Lapse of Authorisation for Epamina Corporate Ltd
- CySEC Issues Warning Regarding Unregulated Investment Entities
- FCA Warning: FEXOGLOBAL Flagged as Unauthorized Financial Entity
- CySEC Announces Dissolution and Liquidation of RAIF SMART FUSION V.C.I.C. LTD
- CySEC Announces Dissolution and Liquidation of Three Lions Real Estate RAIF
- FCA Issues Warning Against Unauthorized Broker Hale Wealthwick
- CySEC Issues Warning Regarding Unregulated Financial Entities
- FCA Warning: www.thinkingmega.com Flagged as Unauthorized Financial Entity
- FCA Warning: Athena Acquisition Corp Identified as Unauthorized Financial Firm
- CySEC Issues Warning Regarding Unregulated Entities
- FCA Issues Warning Against Unauthorized Firm GRIN AND GAIN ADVISORS
- FCA Issues Warning Against Unauthorized Broker HUOWEALTH
- FCA Warning: Morizon Ltd Flagged as an Unauthorised Financial Firm
- FCA Issues Warning Against Unauthorized Firm Rock Point Partners
- CySEC Welcomes ESMA Follow-Up Peer Review Report on Cross-Border Supervision
- CySEC Issues Announcement on MiCA Transitional Period Conclusion and Public Warning
- FCA Issues Warning Against Unauthorised Entity Bluefield Investments
- FCA Warning: Coverfast and TempDrive Operating as Clones of Authorised Firms
- FCA Issues Scam Warning Over Clone Firm NovaTask
- FCA Warns Public Against Clone Firm smartpaynet.com
- FCA Warning: themoneycompass.net Identified as a Clone Firm Impersonating Money Compass Limited
- FCA Issues Warning Against Unauthorized Broker Novatrust-asset
- FCA Warning: RUDIMENTAL24 INVESTITION Flagged as Unauthorised Firm
- FCA Issues Warning Against Unauthorized Broker Profit Ventures Limited
- FCA Warns Investors Against Unauthorised Entity MA-Management / Mercer Advisor Management
- FCA Warns Public Against Unauthorized Firm MPay Global
- FCA Warning: capital-bltd.com and capital-bltd.net Identified as Clones of Authorised Firm
- TradeWell Warning: FCA Issues Alert Against Unauthorized Broker
- FCA Issues Warning Against Unauthorized Firm Velomarkets
- FCA Warning: Secure Beacon Finances Flagged as Unauthorized Financial Entity
- Legacy Trading Global Warning: FCA Flags Unauthorized Trading Platform
- FCA Issues Warning Against Unauthorized Broker BitTrade Finance
- CFTC Approves Final Rule Concerning Whistleblower Awards
- FCA Issues Warning Against Unauthorized Broker B-Investor and ExpertB LTD
- FCA Issues Scam Warning Against Clone Firm FxBlue Bridge
- FCA Issues Warning Against Unauthorized Broker GBP Markets
- Finsbury Markets Warning: FCA Flags Unauthorized Broker Targeting Investors
- FCA Warning: Capital Zodiac Identified as Clone of Authorised Firm
- FCA Warns Investors Against Clone Firm Nevexglobal
- UK FCA Warns Investors Against Clone Entity Nevexglobal
- CySEC Warning: Fraudulent Electronic Communications Regarding Certificate Renewals
- FCA Issues Warning on Clone Firm International Securities & Financial Compliance Authority
- VenturoFX Warning: FCA Flags Unauthorized Trading Platform
- FCA Warning: Societe Generale Impersonated by Clone Websites
- Novatrust-asset Warning: FCA Flags Unauthorised Financial Platform
- UK FCA Issues Warning Against Clone Firm Capital Zodiac
- CySEC Warning: Regulators Alert Public to Malicious Loss Recovery Websites
- ASIC Issues Warning as Pump and Dump Scammers Put Regulators on High Alert
- CFTC Stays CME's Self-Certification for 24/7 Crude Oil Futures Trading
- ASIC Strengthens Actions Against Financial Services Imposter Scams
- ASIC Issues Scam Alert on Fake Celebrity Endorsements for Online Trading Platforms
- ASIC Warns Insurers Over Homeowner Cash Settlements
- ASIC Issues Warning Over Pump and Dump Scams Using Fake Celebrity Endorsements
- ASIC Warns Investors on Key Indicators to Spot Cryptocurrency Scams
- FCA Warns Investors Against Clone Firm Operating via investnestglobal.com
- FCA Warning: allenbygroup.com Identified as a Clone Firm Impersonating Allenby Capital Limited
- CFTC Issues Advisory on Self-Certification of Prediction Market Incentive Programs
- ASIC Outlines Plan to Streamline Regulatory Engagement and Bolster Enforcement
- FCA Issues Warning Against Unauthorized Broker FALCONSTOCKSMARKETS
- ASIC Issues Warning Over Scammers Using AI to Create Deceptive Schemes
- ASIC Warns of Resilient Scam Networks After Court Orders Shut Down 95 Companies
- FCA Warning: Pro X Markets Operating Illegally as an Unauthorized Broker
- FCA Warning: mastertrdlmt.com Identified as Clone of Authorised Firm Master Trading Limited
- CFTC Further Extends Compliance Date for Amendments to Form PF
- CFTC Staff Issues No-Action Position on Large Trader Reporting for Direct Participants
- CySEC Issues Warning Against Multiple Unauthorized Investment and Crypto Websites
- EU Regulators Issue Warning on Crypto-Asset Risks, Fraud, and Unauthorized Firms
- CySEC Warns Public Against Scammers Impersonating Regulator Officers in Compensation Fee Scheme
- ASIC Highlights Record $830 Million Enforcement Year and Major CFD Penalties in Parliamentary Update
- VenturoFX Warning: FCA Issues Alert Against Unauthorized Financial Firm
- CFTC Moves to Block Arizona Enforcement Against Regulated Prediction Markets
- EXOTICINVEST TRADING AND INVESTMENT FIRM Warning: FCA Flags Unauthorized Entity
- The FBA Investor Warning: FCA Flags Unauthorized Financial Promoter
- FCA Issues Warning Against Unauthorized Broker Bridge Marks Limited
- CFTC Solicits Public Comment on Listing of Compute Derivatives Contracts
- CFTC Seeks Public Feedback on Proposal to Eliminate SEF Order Book Requirement for Permitted Transactions
- CFTC Seeks Public Comment on Proposed Rule Changes for CPO and CTA Registration
- CFTC Updates Clearing Requirements for Canadian Dollar and Mexican Peso Interest Rate Swaps
- Reclaim-experts.com Warning: FCA Alerts Consumers to Unauthorized Clone Firm
- FCA Warns Investors Against Unauthorized Firm Red Matter Capital Ltd
- FCA Warning: aptcapital.live Identified as Clone of Authorised Firm Aptus Capital Ltd
- CFTC Appoints Marc H. Sielski as Executive Director
- FCA Issues Warning Against Unauthorized Platform Alpha-Flow.ai
- FCA Warning: Polaris Capital Consulting Group Flagged as Unauthorized Firm
- Swift TradeX Warning: FCA Issues Alert on Unauthorized Trading Platform
- CFTC Releases Wave of Regulatory Updates and Enforcement Penalties Across Financial Markets
- FCA Highlights Enforcement Penalties, Unauthorised Firm Warnings, and Global Expansion
- FCA Warning: claimsureltd.co.uk Identified as Clone of UK Registered Company
- FCA Issues Warning Against Clone Firm Impersonating Flagstone Investment Management
- FCA Moves to Ban and Fine Financial Adviser Daniel Thomas £742,700 Over Unauthorised Pension Advice
- CFTC and Global Regulators Launch Campaign Against Relationship Investment Scams
- FCA Warns Consumers on Tracing Fees for Child Trust Funds and Launches Sector Review
- FCA Warns Young Investors on AI Risks and Misunderstood Regulatory Protections
- FCA Confirms EGR Wealth Limited Has Entered Administration
- FCA Bans and Fines Former Dolfin Executives Over £35.5 Million Visa Scheme
- CFTC Holds Inaugural Innovation Advisory Committee Meeting on Crypto, AI, and Prediction Markets
- FSMA Issues Warning Against WhatsApp Investment Scams Impersonating Bolero and GuardCap
- FSMA Issues Warning on WhatsApp Investment Scams Impersonating Bolero and GuardCap
- FCA Warns Investors Against Unregulated Mini-Bonds and Speculative Loan Notes
- FCA Warns Retail Investors Against Risky Mini-Bonds and Loan Notes
- FCA Bans and Fines Former SVS Securities CEO Over Pension Mismanagement
- FCA Bans Senior Manager Howard Roland Duckett Over Lack of Honesty and Integrity
- UK FCA Expands Global Presence with Financial Services Attachés in India and UAE
- CFTC Innovation Advisory Committee to Address Crypto, AI, and Prediction Markets
- CFTC Exercises Emergency Authority Over KalshiEX to Maintain Market Stability
- FSMA Warns of Fraudulent Trading Platform BitKeltTrade and Fake News Sites
- FSMA Warns Against BitKeltTrade and Fake News Articles Promoting Scam Trading Platforms
- FSMA Warns Against Fake News Articles Promoting Scam Trading Platform BitKeltTrade
- FCA Expands Scale-Up Unit to Support High-Growth Solo-Regulated Firms
- FSMA Issues Warning Against Unauthorized Trading Platform Levels Socials
- FSMA Issues Warning Against Fraudulent Trading Platform Levels Socials
- FSMA Issues Warning Against Suspected Fraudulent Platform Levels Socials
- FCA Heightens Scrutiny and AML Oversight for Annex 1 Firms
- FCA Issues Warning Against Unauthorised Entity GBP Markets
- FCA Evaluates Market Readiness Ahead of UK T+1 Settlement Shift in October 2027
- FSMA Warns Consumers Against 26 Fraudulent Credit Providers and Clone Firms
- FSMA Issues Warning Against 26 Fraudulent Credit Providers and Clone Firms
- FSMA Warns Against 26 Fraudulent Credit Providers and Clone Firms
- CFTC Implements Joint Data Standards Under Financial Data Transparency Act
- CFTC Proposes Updated Clearing Requirements for CAD and MXN Interest Rate Swaps
- FCA Overhauls UK IPO Rules to Boost Capital Market Competitiveness
- Upper Tribunal Upholds FCA Ban on Pension Advisers Dunne and Fenech While Reducing Fines
- CFTC Staff Grants Bitnomial No-Action Relief for Event Contract Swap Reporting
- UK FCA Launches Handbook API to Streamline Compliance for Financial Firms
- FCA Finalises Simplified Transaction Reporting Rules to Cut Industry Costs by Over £100m
- FCA Unveils UK Equity Market Transparency Reforms and Consolidated Tape Framework
- FCA Sets June 2028 Trial Date for Lucy Beck Over Unauthorized Forex CFD Promotions
- FSMA Issues Warning Against Unauthorized Financial Activities by Cédric Bergans and BC Edufin Academy
- FSMA Issues Warning Against Cédric Bergans and BC Edufin Academy
- FSMA Issues Warning Against Unauthorized Activities of Cédric Bergans and BC Edufin Academy
- FCA Urges Financial Firms to Strengthen Outcomes Monitoring Under Consumer Duty
- UK Regulators Activate Oversight Regime for Critical Third Parties to Bolster Financial Resilience
- FCA Issues Alert on Clone Firm: International Securities & Financial Compliance Authority (shf-isfca.com)
- FCA Warns Insurance Sector Over Conflicts of Interest in Vertically Integrated Models
- FCA Bans and Fines Former Blue Horizon Asset Management Executives Over Falsified Acquisition Claims
- CFTC Warns Regulated Markets Against Misleading Pricing Formats for Event Contracts
- FCA Highlights Progress and Inconsistencies in Product Design Under Consumer Duty
- CFTC Charges Trevor L. Vernon and Argent Capital Management in Alleged $14 Million Fraud Scheme
- FSMA Flags Six Unauthorized Crypto Trading Platforms Operating Without MiCA License
- FSMA Warning: Belgian Regulator Flags Unauthorized Crypto Platforms
- FCA Issues Warning Against Unauthorized Broker IC Unity
- FSMA Warns of Fraudulent Alternative Investments in Wine, Energy, and Real Estate
- FSMA Issues Warning Against Fraudulent Alternative Investment Schemes
- FSMA Warning: Fraudulent Alternative Investment Offers in Wine, Energy, and Real Estate
- FSMA Warning: 25 Fraudulent Trading Platforms and Lead-Generation Websites Blacklisted
- FSMA Warning: Clone Firm Impersonates OGESIP Invest via Fraudulent Website
- FSMA Warning: 25 Fraudulent Trading Platforms and Scam Funnels Blacklisted
- FSMA Issues Warning Against Clone Firm Impersonating OGESIP Invest
- FSMA Warning: 25 Fraudulent Trading Platforms and Scam Websites Blacklisted
- FSMA Issues Warning on Clone Firm Impersonating OGESIP Invest
- FCA Proposes Refinements to Consumer Duty to Clarify Scope for Wholesale Financial Firms
- FCA Sets Out Strategic Vision for UK Consumer Credit Reform and BNPL Oversight
- FCA Chief Nikhil Rathi Outlines Strategy to Reshape Financial Regulation for the AI Era
- FCA Outlines Rationale for Stronger Buy Now Pay Later Protections
- UK Claims Flagged by FCA as Unauthorized Firm Operating in the UK
- FCA Emphasises Proactive Market Oversight and Early Intervention in Fight Against Financial Crime
- FCA Urges Financial Industry to Develop Later Life Lending as Fourth Retirement Pillar
- CFTC Chairman Outlines Regulatory Strategy for Derivatives, Crypto Perpetuals, and Stablecoins
- CFTC Orders New York Trader Sidney Lebental to Pay $200,000 for Spoofing Treasury Futures
- CFTC Announces Departure of Senior Advisor Brigitte Weyls After 17 Years of Service
- CFTC Updates Payment Stablecoin Definition to Include National Trust Bank Issuers
- FCA Spearheads Global Regulatory Crackdown on Illegal Finfluencers
- FSMA Alert: Scammers Use Fake Bank CEO Interviews to Promote Illicit Trading Platforms
- FSMA Warning: Fake Bank CEO Interviews Used to Lure Investors into Fraudulent Trading Platforms
- FSMA Warning: Fake Bank CEO Interviews Used to Promote Fraudulent Trading Platforms
- FCA Expands AI Lab and Launches Scale-Up Initiative for Financial Firms
- FCA Selects Barclays, UBS, and Six Others for Second AI Live Testing Cohort
- CFTC Grants Supplemental No-Action Relief to Railbird Exchange and Bitnomial Clearinghouse
- CFTC Withdraws 2024 Event Contracts Proposed Rule and Sports Advisory
- UK Regulators Launch Joint Taskforce to Crack Down on Motor Finance Claims Malpractice
- FSMA Warning: Investment Scams and Fake Trading Apps Spread via WhatsApp
- FSMA Issues Warning on WhatsApp Investment Scams, Fake Trading Apps, and Identity Theft
- FSMA Warning: Investment Scams and Fake Trading Apps Spread via WhatsApp Groups
- FCA Warns Regulated Entities on Due Diligence Risks with Annex 1 Unregulated Lenders
- FCA Launches Enforcement Investigation into Market Financial Solutions Limited
- FCA Restricts Beauforce Corporation and Orders Return of Client Funds
- FCA Chief Nikhil Rathi Outlines Tech-Driven Pension Reforms and Upcoming Advice Rules
- FSMA Issues Warning Against New Wave of Fraudulent Trading Platforms and Clone Brokers
- FSMA Issues Warning Against Wave of Fraudulent Trading Platforms and Clone Brokers
- FSMA Warning: Red Alert Issued Against Multiple Fraudulent Trading Platforms and Clone Brokers
- CFTC Fines UBS Financial Services $8 Million Over FX Anti-Money Laundering Supervision Failures
- CFTC Rescinds Longstanding 'No-Deny' Enforcement Settlement Policy
- CFTC Issues No-Action Position to Cboe Digital Exchange Concerning Dormancy Procedures
- CFTC Appoints Stephen Andrews and Jordan Minot as Deputy General Counsels
- FCA Warns Public Against Unauthorised Firm BitTrade Finance
- FSMA Issues Warning on Romance Investment Scams Originating on Dating Apps
- FSMA Issues Warning on Romance Investment Scams Across Dating and Social Platforms
- FSMA Issues Warning Against 40 Fraudulent Credit Providers and Clone Entities
- UK FCA and India's IFSCA Agree to Deepen Regulatory Cooperation
- CFTC Orders Gabriel Perez to Pay $172,000 for Insider Trading in Prediction Market Contracts
- CFTC Resolves Enforcement Actions Against Caroline Ellison and Gary Wang Over FTX-Alameda Fraud
- CFTC Penalizes Former Congressman George Santos Over Event Contract Market Manipulation
- CFTC Agricultural Advisory Committee Discusses Basel III, 24/7 Trading, and Perpetual Futures
- CFTC Proposes New Rules on Affiliations and Conflicts of Interest Across Regulated Entities
- CFTC Issues Advisory on Event Contract Self-Certifications for Exchanges
- CFTC Issues No-Action Position to Kraken Derivatives Exchange on Dormancy Rules
- CFTC Extends Public Comment Period on 24/7 Futures Trading and Energy Perpetual Contracts
- CFTC Agricultural Advisory Committee to Address Basel III, 24/7 Trading, and Market Risk
- CFTC Sunsets Routine Large Trader Reporting for Physical Commodity Swaps
- CFTC Agricultural Advisory Committee Scheduled to Meet in Washington on July 29
- CFTC Halts KalshiEX Rule Change and Orders Fulfillment of Executed Trades Amid State Conflict
- CFTC Approves Final Rule Amending Margin Requirements for Uncleared Swaps
- CFTC and SEC Penalize Netrios and Red Acre $2.5 Million Over Illegal Retail Commodity Transactions
- CFTC and SEC Seek Public Feedback on Harmonizing Portfolio Margining Frameworks
- CFTC Proposes New Data Reporting Framework for Fully Collateralized Event Contracts
- CFTC Sues Kentucky to Protect Exclusive Jurisdiction Over Prediction Markets
- CFTC Solicits Public Feedback on 24/7 Futures Trading and Energy Perpetual Contracts
- CFTC and SEC Seek Public Comment to Harmonize Derivatives Product Definitions
- CFTC and SEC Seek Public Comment to Harmonize Swap Data Reporting Rules
- CFTC Files Lawsuits Against Three States to Assert Exclusive Jurisdiction Over Prediction Markets
- Federal Court Orders Former Hedge Fund Manager James Velissaris to Pay $2.2 Million in CFTC Swap Fraud Case
- FCA and SRA Issue Joint Warning Over Motor Finance Claims and Excessive Fees
- CFTC Names Mel Gunewardena as International Affairs Director and Senior Markets Advisor
- CFTC Appoints Alan Brubaker as Director of Legislative and Intergovernmental Affairs
- CFTC Appoints David I. Miller as Director of Enforcement
- UK Regulators Announce First Cohort of Firms for Joint Scale-Up Unit
- CFTC Resolves Fraud Action Against Matthew Clark with Over $14 Million in Restitution and Disgorgement
- CFTC Grants Designated Contract Market Status to Xchange Alpha LLC
- CFTC Confirms Morgan Stanley Legacy Swaps Retain Exemption Status Following Internal Merger
- FCA Launches Mills Review to Assess Impact of Advanced AI on Retail Financial Markets
- FCA Implements Public Offers and Admissions to Trading Regime and Urges Caution on High-Risk Securities
- FSMA Warns Against Unauthorized Financial Entity SE-RE-CO
- FSMA Issues Warning Against Unauthorized Credit Provider SE-RE-CO (SERECO)
- FSMA Issues Warning Against Unauthorized Financial Activities of SE-RE-CO (SERECO)
- CFTC Orders Swaps Trader to Pay $90,000 Penalty Over False Statements and Message Deletion
- CFTC Awards Over $8 Million to Five Whistleblowers Following Fraud Enforcement Action
- CFTC Upgrades Electronic Filing System to Streamline Exchange Product Self-Certifications
- CFTC Appoints Dr. Patrick J. Schorno as Chief Economist
- Scam Alert: CFTC Secures Judgment Against Andrew Middlebrooks and EIA All Weather Alpha Fund Over Multi-Million Dollar Fraud
- CFTC Staff Issues Supplemental No-Action Relief for Gemini Titan and Gemini Olympus
- CFTC Resolves Enforcement Action Against Former FTX Executive Nishad Singh
- FSMA Scam Alert: Belgian Regulator Exposes Network of Fraudulent Trading Platforms and Clone Brokers
- FSMA Issues Urgent Warning Against Rogue Trading Platforms and Clone Brokers
- FSMA Warning: Surge in Fraudulent Trading Platforms and Clone Brokers
- FSMA Warns of Rising WhatsApp Investment Scams, Clone Firms, and Fake Trading Apps
- FSMA Warns of Rising WhatsApp Investment Scams Impersonating Major Financial Institutions
- CFTC Proposes Expanding CME-FICC Cross-Margining Arrangement to Customers
- CFTC Issues No-Action Letter to UBS Europe SE Concerning Affiliate Support Activities
- Federal Court Orders New York Man to Pay Over $3.4 Million in CFTC Forex Fraud Scheme
- CFTC Acting Chairman Caroline D. Pham to Speak on Crypto Derivatives at State of Crypto Summit 2025
- FCA Launches AI Live Testing Initiative with Major UK Financial Firms
- FSMA Issues Warning on 20 Fraudulent Credit Providers and Cloned Firm Loan Scams
- FSMA Issues Warning Against 20 Fraudulent Loan Providers and Clone Firms
- FSMA Warning: 20 Fraudulent Online Lenders and Clone Firms Exposed
- FSMA Issues Warning Against Fraudulent Investment Platforms Using Fake Authorization Certificates
- FSMA Issues Warning on Fraudulent Platforms Using Fake Regulatory Certificates
- CFTC Staff Grants No-Action Relief for Event Contract Reporting and Recordkeeping
- CFTC Issues Time-Limited No-Action Relief to Small Exchange Inc.
- CFTC Withdraws Outdated Digital Assets Delivery Guidance to Support Market Innovation
- CFTC Staff Issues No-Action Letter on Part 43 and Part 45 Data Requirements
- CFTC Withdraws Guidance on Derivatives Clearing Organization Recovery and Wind-Down Plans
- CFTC and SEC Extend Form PF Amendments Compliance Date to October 2025
- CFTC Secures Over $25 Million Default Judgment in My Big Coin Crypto Fraud Case
- FSMA Issues Warning Against North Star Management Japan and Part Capital
- FSMA Warns Against Unauthorized Entities North Star Management Japan and Part Capital Over Boiler Room Fraud
- FSMA Issues Scam Alert Against Unauthorized Boiler Rooms North Star Management Japan and Part Capital
- FCA Secures $101 Million Redress and Censures BlueCrest Over Conflicts of Interest
- FSMA Warning: Belgian Regulator Flags Wave of Fraudulent Trading Platforms and Clone Brokers
- FSMA Warning: Blacklist of Fraudulent Trading Platforms and Clone Brokers
- FSMA Issues Warning Against Wave of Unauthorized and Fraudulent Trading Platforms
- CFTC Announces Initial Exchange Leaders for CEO Innovation Council on Market Structure and Crypto
- FSMA Warns Public Against Romance Investment Scams on Dating Apps and Social Platforms
- FSMA Issues Warning on Romance Investment Scams and Fake Crypto Platforms
- FSMA Issues Warning on Romance Investment Scams Originating on Dating Platforms
- FSMA Warns of Rising Romance Investment Scams Originating on Dating Platforms
- CFTC Withdraws Regulatory Guidance on Voluntary Carbon Credit Derivative Contracts
- FCA Issues Warning Against Unauthorised Broker Ehamarkets
- FSMA Warning: Aaron Venture Capital and Aurora Capital Venture Flagged for Boiler Room Fraud
- FSMA Issues Warning Against Suspected Boiler Rooms Aaron Venture Capital and Aurora Capital Venture
- FSMA Issues Warning Against Boiler Rooms Aaron Venture Capital and Aurora Capital Venture
- UK Regulators Launch Joint Crackdown on Motor Finance Claims Practices
- CFTC and Interagency Partners Launch 'Dating or Defrauding?' Campaign Against Investment Scams
- Federal Court Orders Randall Crater to Pay Over $7.6 Million in Restitution for My Big Coin Crypto Scheme
- CFTC Secures $1.5 Million Restitution Order Against New York Resident in Crypto Trading Fraud
- CFTC Enforcement Director Ian McGinley to Step Down After Landmark Tenure
- CFTC Extends Compliance Date for Derivatives Clearing Organization Reporting Rules
- FCA Warns Investors Against High-Risk Products Promoted by Unregulated Firms
- FCA Warns Consumers About Motor Finance Compensation Scams and Costly Claims Firms
- CFTC Harmonizes ‘U.S. Person’ Definitions to Streamline Cross-Border Swap Regulations
- CFTC Secures Over $2 Million Restitution Order Against SimTradePro and Robert L. Adams Over Forex and Metals Fraud
- CFTC Accelerates Publication Schedule for Backlogged Commitments of Traders Data
- CFTC Clarifies Foreign Margin Rules for FCMs to Unlock $22 Billion in Collateral
- CFTC Acting Chairman Pham Calls for Nominations to CEO Innovation Council
- CFTC Issues CPO No-Action Relief for Credit Risk Transfer Transactions
- CFTC Files Enforcement Action Against Young Pros Investment Group and Operators Over $1M Futures Fraud
- Court Orders Over $51 Million in Penalties and Restitution Against Safeguard Metals and Jeffrey Ikahn for Precious Metals Fraud
- CFTC Resumes Publication of Commitments of Traders Reports with Catch-Up Schedule
- CFTC Issues Alert on Relationship Investment Schemes and Government Imposter Scams
- CFTC Obtains Over $5.5M Restitution Order Against Tennessee Couple in 'Blessings Thru Crypto' Fraud
- CFTC Issues Advisory to Market Participants Ahead of Potential Government Shutdown
- CFTC Publishes Operational Contingency Plan for Potential Lapse in Appropriations
- CFTC Staff Issues No-Action Relief for Electricity Binary Options Traded on Electron Exchange
- CFTC Proposes Updated Business Conduct and Documentation Rules for Swap Dealers
- SEC and CFTC Announce Agenda and Panelists for Joint Regulatory Harmonization Roundtable
- CFTC Launches Initiative on Tokenized Collateral and Stablecoins in Derivatives Markets
- CFTC Extends No-Action Position on Swap Trade Execution for Certain Package Transactions
- CFTC Announces New Leadership and Members for Global Markets Advisory Committee
- CFTC Secures Over $2.8 Million Judgment Against Systematic Alpha Management and Owner for Trade Allocation Fraud
- CFTC and SEC Extend Compliance Date for Form PF Amendments to October 2026
- CFTC Fines Shinhan Securities $212,500 for Wash Sales on NYMEX
- CFTC Obtains Over $18M in Restitution and Penalties in Florida Precious Metals Fraud Case
- CFTC Withdraws Proposed Rulemaking for Parts 37 and 38
- CFTC Secures $750,000 Disgorgement Order Against Former Voyager CEO in Crypto Fraud Case
- CFTC Clarifies Foreign Board of Trade Registration Rules for Non-US and Crypto Exchanges
- CFTC Imposes $200,000 Fine and 12-Month Ban on Flatiron Futures and Trader for Spoofing
- CFTC Withdraws Proposed Operational Resilience Rules for FCMs and Swap Dealers
- CFTC Enforcement Division Outlines Criteria for Criminal Referrals to DOJ
- CFTC Extends No-Action Relief on Swap Reporting Requirements for Relief DCO Counterparties
- US Court Orders $451 Million Penalty in Massive Binary Options Fraud Scheme
- CFTC Secures $685,000 Default Judgment Against Lions of Forex and Owner for Currency Fraud
- CFTC to Launch Public Roundtables on Innovation, Prediction Markets, and Digital Assets
- CFTC Acting Chairman Caroline Pham Announces Sweeping Leadership Changes
- Caroline D. Pham Named CFTC Acting Chairman, Pledges Return to Agency Basics and Responsible Innovation
- CFTC Charges Dean Dellas and DSD Capital Management Over Alleged $690,000 Futures Fraud Scheme
- CFTC Announces Departure of Veteran Regulatory Official Amanda Olear
- CFTC Seeks Public Feedback on Perpetual Contracts in Derivatives Markets
- FCA Issues Warning on Clone Firm Impersonating Societe Generale
- CFTC Staff Solicit Public Comment on 24/7 Trading in Derivatives Markets
- CFTC Staff Issues Advisory Outlining Criteria for Enforcement Referrals
- CFTC Staff Issues No-Action Relief for UBS and Credit Suisse Swaps Transfer
- CFTC Clarifies U.S. Treasury ETFs as Eligible Margin Collateral for Uncleared Swaps
- Federal Court Orders Over $2.2 Million in Restitution for Debiex Crypto Romance Scam Victims
- CFTC Warns Investors of Rising Investment Scams Powered by Generative AI
- CFTC Division of Clearing and Risk Withdraws Advisory on Digital Asset Clearing
- CFTC Staff Withdraws Advisory on Virtual Currency Derivative Product Listings
- CFTC Issues Staff Interpretation on Financial Reporting for Japanese Nonbank Swap Dealers
- CFTC Withdraws Staff Advisory on Swap Execution Facility Registration Requirements
- CFTC Unveils New Enforcement Advisory and Penalty Mitigation Matrix
- CFTC Appoints Former Federal Prosecutor Brian Young as Director of Enforcement
- CFTC Issues Supplemental No-Action Letter for Kalshi on Swap Reporting and Third-Party Clearing
- CFTC and SEC Extend Compliance Deadline for Form PF Amendments to June 2025
- CFTC Issues Staff Interpretative Letter on Specific Foreign Exchange Transactions
- FSMA Issues Warnings on Fraudulent Trading Platforms, Boiler Rooms, and Recovery Room Scams
- FSMA Issues Warning Against Fraudulent Asset Recovery Companies and Impersonators
- FSMA Issues Warning Against Suspected Recovery Room Scams and Impersonators
- FSMA Issues Warning Against Surge in Fraudulent Recovery Room Schemes
- CFTC Launches Digital Assets Pilot Program for Tokenized Collateral in Derivatives Markets
- CFTC Deploys Nasdaq Surveillance Platform to Upgrade Market Monitoring and Fraud Detection
- FCA Warning: Fraudsters Target Consumers with Fake Car Finance Compensation Calls
- CFTC Directs Enforcement Staff to Align Digital Asset Oversight with New DOJ Policy
- FSMA Alert: Beware of Exclusive Investment Tips Promoted via WhatsApp and Social Media
- FSMA Issues Warning on Investment Scams Promoting Fake Tips via WhatsApp and Social Media
- FSMA Warns Against Fraudulent WhatsApp Investment Groups and Impersonation Scams
- FSMA Warning: New Wave of Fraudulent Trading Platforms and Clone Brokers Exposed
- FSMA Issues Major Warning Against Wave of Fraudulent Trading Platforms and Clone Brokers
- FSMA Issues Warning on New Wave of Fraudulent Online Trading Platforms and Clone Brokers
- Reflex-miner.com Scam Warning: FCA Flags Unauthorized Investment Platform
- CFTC Staff Issues No-Action Relief for Event Contracts on Railbird Exchange and QC Clearing
- CFTC to Convene Crypto CEO Forum to Launch Digital Asset Markets Pilot
- FINRA Issues Warning on Evolving Pump-and-Dump Stock Manipulation Schemes
- FSMA Issues Warning Against Fraudulent Trading Platform Arbionis-be.com
- CFTC Rebuts Allegations Concerning Acting Chairman Caroline D. Pham
- CFTC Chief of Staff David Gillers to Step Down
- FSMA Warning: Beware of AI Trading Scams, Clone Brokers, and Blacklisted Platforms
- FSMA Warning: Beware of AI Trading Scams, Cloned Brokers, and Fraudulent Platforms
- FSMA Warns Against AI Trading Scams and Blacklists Over 20 Fraudulent Platforms
- CFTC Approves Policy Statement on Criminal Enforcement Referrals
- SEC and CFTC Announce Joint Initiative to Harmonize Market Regulations
- FSMA Warning: Five Fraudulent Lenders and Clone Firm Credit Scams Exposed
- FSMA Issues Warning Against 5 Fraudulent Credit Providers and Clone Firms
- FSMA Warning: Belgian Regulator Flags Five Fraudulent Credit and Loan Scam Websites
- CFTC Places Staff on Administrative Leave Amid Internal Investigation
- CFTC to Host Public Roundtable on Prediction Markets and Event Contract Regulations
- CFTC Authorizes First Listed Spot Crypto Trading on Regulated US Exchanges
- CFTC Concludes Enforcement Sprint with $8.3 Million in Penalties Across 10 Financial Firms
- CFTC Launches Initiative to Enable Spot Crypto Trading on Regulated Futures Exchanges
- CFTC Issues No-Action Letter on Pre-Trade Mid-Market Mark Requirements for Swap Dealers
- Court Orders Over $128 Million in Penalties Against Operators of EmpiresX Commodity Pool Scheme
- CFTC Reorganizes Enforcement Division to Prioritize Fraud and End Regulation by Enforcement
- CFTC Issues No-Action Relief to Korea Exchange for KOSPI 200 Futures
- FSMA Warning: Celebrity Endorsement Scams and Newly Blacklisted Trading Platforms
- FSMA Issues Major Warning Against Fraudulent Trading Platforms and Fake Celebrity Scams
- FSMA Warning: Beware of Fraudulent Trading Platforms and Celebrity Ad Scams
- FSMA Issues Warning Against Fraudulent Recovery Room Services and Clone Firms
- CFTC Staff Issues No-Action Relief on Event Contract Reporting for QCX and QC Clearing
- CFTC Warns Defrauded Traders Domain Investors of Upcoming July 28 Claims Deadline
- CFTC and SEC Staff Issue Joint Statement Clarifying Spot Crypto Asset Trading on Registered Exchanges
- CFTC Appoints Paul Hayeck as Acting Director of Enforcement Division
- CFTC Appoints Rahul Varma as Acting Director of Division of Market Oversight
- FSMA Impersonation Alert: Scammers Target Fraud Victims with Fake Recovery Schemes
- FSMA Warns Against Regulator Impersonation and Recovery Room Fraud
- FSMA Warns Against Scammers Impersonating the Regulator in Recovery Room Schemes
- FSMA Warns Against Fraudulent Investment Platforms Using Fake Authorization Certificates
- FSMA Warning: 18 Fraudulent Lenders and Clone Firms Flagged for Fake Credit Scams
- FSMA Issues Warning Against 18 Fraudulent Loan Providers and Clone Firms
- FSMA Warning: 18 Fraudulent Loan and Credit Providers Blacklisted
- FSMA Issues Warning Against Derwent Investments Over Suspected Boiler Room Fraud
- FSMA Issues Warning Against Derwent Investments Over Boiler Room Fraud Concerns
- CFTC Overhauls Enforcement Rules and Wells Process to Enhance Due Process
- CFTC Launches Crypto Sprint to Accelerate Digital Asset Market Framework
- Federal Court Orders LJM Partners and Executives to Pay Over $6 Million in CFTC Fraud Action
- Belgium FSMA Issues Warning Against Six Unauthorized Crypto Platforms
- FSMA Warns Against Unauthorized Investment Platforms Estoque Invest and Ezio Capital
- FSMA Warning: Estoque Invest and Ezio Capital Flagged for Unauthorized Investment Offers
- FSMA Warns Against Unauthorized Investment Firms Estoque Invest and Ezio Capital
- FCA Moves to Ban and Fine Director and Financial Adviser Over £126m Pension Transfer Failings
- CFTC Mandates Online Portal Submissions for Form 304 Starting January 2025
- Federal Court Orders Over $2 Million in Penalties and Restitution in CFTC Futures Fraud Case
- UK FCA Proposes Targeted Support to Bridge Pension Advice Gap
- CFTC Charges Aureus Revenue Group and CEO Over $1.5 Million Commodity Pool Scam
- CFTC Penalizes Cost Management Solutions $100,000 for Operating as Unregistered Introducing Broker
- FSMA Warning: Fraudsters Usurping Identities of Belgian Intermediaries for Investment and Recovery Scams
- FSMA Warns Against Identity Theft and Clone Firm Scams Involving Belgian Intermediaries
- FSMA Warns of Clone Scams Impersonating Authorized Belgian Intermediaries
- CFTC Secures Over $5 Million in Penalties and Restitution Against Icomtech Crypto Fraud Scheme
- CFTC Obtains Over $5.3 Million Judgment Against Storm Bryant, Elijah Bryant, and LLCs for Forex Fraud Scheme
- CFTC and Regulators Issue Alert on 'Pig Butchering' Cryptocurrency Relationship Scams
- Federal Agencies Target 'Pig Butchering' Crypto Scams at Interagency Fraud Disruption Conference
- FSMA Warns of Fraudsters Impersonating Belgian Banks in Term Deposit Scams
- FSMA Warns of Belgian Bank and Intermediary Impersonation in Fraudulent Term Deposit Schemes
- FSMA Warns of Belgian Bank Impersonation in Fraudulent Term Account Schemes
- CFTC Imposes $750,000 Penalty and Lifetime Trading Ban on Daniel Shak for Metals Market Spoofing
- CFTC Charges Solanofi and Washington Pastor Over $5.9 Million Crypto Trading Scheme
- FCA Brings First Criminal Charges Against Operator of Illegal Crypto ATM Network
- CFTC Secures $7 Million Disgorgement Order in Multi-Million Dollar Binary Options Scheme
- Court Orders Commodity Pool Operator Harris Bruce Landgarten to Pay Restitution in Fraud Case
- CFTC Penalizes Wisconsin Consultant Mark Hendershott for Operating as an Unregistered Commodity Trading Advisor
- CFTC Moves to Revoke Registrations of CTAX Partners, CTAX Series, and Purvesh Mankad Over Fraud Findings
- CFTC Penalizes Get Money Tradez LLC and Jeffrey Carmon Jr. Over $520,000 in Forex Pool Fraud
- CFTC Issues Alert on Multi-Stage Fraud: Romance Scams, Account Recovery Traps, and Money Mule Schemes
- CFTC Obtains Over $31 Million Judgment Against Abner Tinoco and Kikit & Mess Investments in Multi-Million Forex and Crypto Ponzi Scheme
- FSMA Issues Urgent Warning Against Over 30 Fraudulent Trading Platforms
- FSMA Issues Warning Against Dozens of Fraudulent Trading Platforms and Deceptive Portals
- FSMA Issues Urgent Warning Against Over 30 Fraudulent Trading Platforms and Feeder Websites
- FCA Fines PwC £15 Million for Failing to Report Suspected Fraud at London Capital & Finance
- CFTC Grants Over $1 Million Whistleblower Award in Digital Asset Scam Investigation
- CFTC Secures $12.7 Billion Judgment Against FTX and Alameda Over Massive Crypto Fraud
- FCA Secures €250 Million for Trapped Investors Following H2O AM Misconduct Investigation
- FCA Fines Coinbase Affiliate CB Payments Over £3.5 Million for Financial Crime Control Failures
- CFTC Issues Warning on Romance Investment Scams and 'Pig Butchering' Crypto Fraud
- FSMA Issues Warning Against 14 Fraudulent Credit Providers and Clone Firm Scams
- FSMA Warning: 14 Fraudulent Clone Credit Providers Offering Fake Loans
- FSMA Warns the Public Against 14 Fraudulent and Clone Loan Providers
- FSMA Warning: Investment Scams Targeting Precious Metals and Ecoparkings
- FSMA Warns Against Investment Scams Involving Precious Metals and Eco-Parkings
- FSMA Warning: Fraudulent Schemes Involving Precious Metals and Eco-Parking Investments
- FCA Penalizes SVS Securities Executives Over £69M Pension Fund Misconduct
- FSMA Warning: Scammers Impersonate Major Banks and Platforms in High-Yield Savings Scam
- FSMA Warns Against Fraudsters Impersonating Trade Republic, Wise Europe, and Major Banks
- FSMA Warning: Scammers Impersonate Major Banks and Financial Institutions to Promote Fake Savings Offers
- CFTC Charges Three Bridges Trading Fund and Donald Wray Rodgers Over $2M Commodity Pool Fraud
- FSMA Alert: Fraudulent Trading Platforms and Data Harvesting Schemes Exposed
- FSMA Issues Warning on Viral Get-Rich-Quick Schemes and Fake Trading Platforms
- FSMA Issues Warning Against Over 30 Fraudulent Trading Platforms and Clone Firms
- FSMA Warning: How Fraudulent Trading Platforms Harvest Data to Scam Investors
- FSMA Warns of Get-Rich-Quick Online Trading and Crypto Scams
- FSMA Warning: How Fraudulent Trading Platforms Harvest Personal Data and Steal Funds
- FSMA Issues Warning on Get-Rich-Quick Crypto Trading Scams
- CFTC Secures Over $2 Million Judgment Against Marcus Todd Brisco for Forex Commodity Pool Fraud
- FSMA Warns Against Recovery Room Fraud Targeting Investment Scam Victims
- FSMA Issues Warning Against Recovery Room Scams Targeting Investment Fraud Victims
- FSMA Impersonation Warning: Scammers Pose as Regulators in Recovery Room Fraud
- FSMA Warning: Scammers Impersonating Financial Regulator in Recovery Room Fraud
- FSMA Warns Public Against Scammers Impersonating Authority Officials in Fund Recovery Schemes
- CFTC Recovers Record $17.1 Billion in FY 2024 Enforcement Targeting Major Crypto and Forex Fraud Schemes
- CFTC Highlights Romance Investment Scams and Crypto Fraud Prevention for World Investor Week
- CFTC Penalizes Uniswap Labs for Offering Unregistered Digital Asset Derivatives
- FSMA Alert: Belgian Regulator Warns Against 56 Fake Credit and Clone Firm Scams
- FSMA Financial Scam Alert: 56 Fraudulent Loan Providers and Cloned Firms Blacklisted
- FSMA Warning: Beware of 56 Fraudulent Lenders and Clone Loan Scams
- FSMA Issues Major Warning Against Wave of Fraudulent Trading Platforms and Clone Firms
- Federal Court Orders Sam Ikkurty to Pay Over $209 Million in Massive Crypto and Carbon Ponzi Scheme
- FSMA Warning: Regulatory Alert on Prop Trading Schemes and Shadow Investment Games
- FSMA Issues Warning on Proprietary Trading Firms and Shadow Investing Risks
- FSMA Issues Warning Against Prop Trading Firms and Simulated Investment Schemes
- CFTC Secures Over $120 Million Judgment Against Sam Ikkurty in Crypto Ponzi Scheme
- CFTC Charges KuCoin with Operating Unregistered Digital Asset Derivatives Exchange
- CFTC Secures Over $64 Million Judgment Against EmpiresX in $100 Million Investment Scheme
- CFTC Secures $3.4 Million Sanction Against Florida Forex Trader in The W Group Fraud Scheme
- Regulators Warn Retirees Against Precious Metals and Gold IRA Investment Scams
- Federal Court Orders Over $204 Million in Sanctions Against Blue Moon Investments in Massive Binary Options Scam
- CFTC Moves to Permanently Revoke Registrations of Convicted Mississippi Advisor Ted Brent Alexander