SEC Schedules Virtual National Compliance Outreach Seminar for Investment Companies and Advisers

The SEC Compliance Outreach Program has announced a virtual national seminar scheduled for November 19, 2026, aimed at investment advisers and investment companies.

The Securities and Exchange Commission's Compliance Outreach Program has announced that it will host a virtual national seminar tailored for investment companies and investment advisers on November 19, 2026. The regulatory initiative is designed to support chief compliance officers and other regulatory professionals across the financial services sector. The session aims to foster discussions on effective compliance practices, regulatory expectations, and risk management strategies across the industry.