Clear, independent coverage of the regulatory decisions shaping financial markets worldwide.
Independent summaries
Focused on what matters
CFTC Acting Chairman Caroline D. Pham announced a regulatory crypto sprint to implement recommendations from the President’s Working Group on Digital Asset Markets.
Read article
The CFTC announced a federal court order requiring Chicago-based commodity pool operators LJM Partners, owner Anthony Caine, and portfolio manager Anish Parvataneni to pay more than $6 million in penalties and disgorgement.
Read article
The UK FCA has published decision notices to ban and fine Richard Fenech and Heather Dunne over £670,000 combined following flawed defined benefit pension transfer advice.
Read article
A federal court has entered a default judgment ordering Richard Miller, Flip 2 Futures Trading Company, and Punch Drunk Marketing to pay over $2 million for running a fraudulent futures trading operation.
Read article
The CFTC Division of Market Oversight has issued an advisory requiring cotton traders to submit Form 304 via its online portal beginning January 15, 2025.
Read article
The UK Financial Conduct Authority has unveiled proposals enabling firms to offer free targeted support to millions of pension savers navigating retirement choices.
Read article